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Dentists, hygienists debate role of 'midlevel provider'
By Kathy Kincade, Editor in Chief

November 17, 2008 -- Ten years from now in a remote Arizona town, an unemployed single mother arrives in a clean, bright clinic. An hour later she leaves with her badly decayed tooth removed and her son's cavity filled. It's a scene that could play out today in any dental clinic in the U.S., with one key difference: There is no dentist in this office.

Such visions of the future are tearing U.S. dentistry apart. One side believes the country desperately needs a new class of oral care professional, something between a dentist and hygienist, to help people who don't have access to dental services. The other side believes dentists alone can fill the gap.

In recent weeks, the battle has heated to new intensity. In Minnesota, a government working group is drafting regulations for a new "oral health practitioner." In Texas last month, the ADA House of Delegates approved funding to further the ADA's community dental health coordinator (CDHC) program. And in the Journal of the American Dental Association this month, a researcher presented evidence that dental health aide therapists (DHAT) in Alaska are already doing work on a par with full-fledged dentists.

No one denies that a serious problem exists; the debate centers on how best to fix it. Some believe the answer lies in government programs that make it possible for underinsured populations to afford dental care. Others say the key is to create a new type of provider that can go into underserved areas and perform many of the duties of dentists but without the same training or licensing requirements.

But this notion of the "superhygienist" has become a hot button as -- rather than working together to address the issue -- the ADA, the Academy of General Dentistry (AGD), and the American Dental Hygienists' Association (ADHA) are each developing their own concepts of what these care providers should and shouldn't be allowed to do. The ADHA is a proponent of the advanced dental hygiene practitioner (ADHP), the ADA is putting its muscle behind the CDHC, and the AGD has concerns about both.

Some might call it a turf war.

In an "Access to Care" white paper issued this summer, the AGD argues that "present efforts to institute independent midlevel providers -- lesser educated providers who are not dentists -- to provide unsupervised care to underserved patients are not only economically unfeasible but ... will provide lesser quality care to the poor."

But is this true? In the November JADA article, author Kenneth Anthony Bolin, D.D.S., M.P.H., audited the dental records of patients treated by dentists and DHATs in Alaska, and concluded that "no significant evidence was found to indicate that irreversible dental treatment provided by DHATs differs from similar treatment provided by dentists." He reviewed the records of 640 dental procedures performed in 406 patients in three health corporations and found "no significant differences among the provider groups in the consistency of diagnosis and treatment or postoperative complications" (JADA, November 2008, Vol. 139:11, pp. 1530-1535).

Writing in the same issue of JADA, however, Albert Guay, D.M.D., chief policy adviser for the ADA, questioned Dr. Bolin's findings and methodology. Noting that Dr. Bolin used only postoperative chart review, Dr. Guay argued that "An assessment of the quality and adequacy of clinical treatment requires much more than a chart review" (JADA, November 2008, Vol. 139:11, pp. 1536-1537).

DHAT, ADHP, or CDHC?

For many in the dental community, the issue is not the need for more care providers but how much clinical responsibility and independence they should have. DHATs, for example, are authorized to provide oral exams, preventive dental services, simple restorations, stainless steel crowns, and extractions, plus take x-rays -- all with just a high-school education and two years of training. (The ADA was so concerned about what it sees as potential risks with this model that it sued the Alaska Native Tribal Health Consortium, which oversees the DHAT program, in 2006 to block the program. The ADA lost that lawsuit.)

The ADHA's ADHP is an oral healthcare provider with a master's degree who works independently and is trained to administer the full range of services offered by dental hygienists, plus minimally invasive restorative services, extractions in emergent situations, and some prescriptions. First proposed in 2004, the ADHP initiative takes its cue from midlevel practitioner programs in medicine, particularly nursing.

"We wanted to create a model that we thought would be successful and that addresses the biggest needs in the dental world: restorative and preventive services," said Diann Bomkamp, R.D.H., B.S.D.H., president of the ADHA. "So we looked at this idea of the midlevel provider in dentistry, a model we don't have in U.S. dentistry at all -- although other countries have had midlevel providers for years -- and we felt that dental hygienists, because of our background in dental services, could fill the void."

For the last three years, the ADHA has lobbied at the state and federal levels to gain support and funding for the ADHP program and developed a set of competencies that schools can use in creating curriculums for ADHP programs. According to the ADHA, Fones School of Dental Hygiene in Bridgeport, CT, is now planning an ADHP education program, while Metropolitan State University in St. Paul, MN, has approved the first ADHP master's program and is slated to begin instructing students in mid-2009. Still, this is just the first step; state legislative and licensing issues still need to be addressed.

The ADA's CDHC is designed to take members of underserved communities (similar to the DHAT model) and train them to become part of the dental team, working under a dentist's remote supervision in schools, churches, senior citizen centers, and other community programs. Each CDHC will undergo an 18-month training program that will enable them to promote oral health and provide preventive services, including screenings, fluoride treatments, sealants, temporary fillings, and simple teeth cleanings. They will not excavate caries, although they will be able to place temporary restorations in cavities after removing debris with approval from the supervising dentist.

"CDHCs are community health workers with dental skills who work outside the dental clinic but come from the same community in which they serve," said Robert Brandjord, D.D.S., past president of the ADA and chair of the ADA committee charged with overseeing the CDHC program. "People are more apt to follow through on treatment if they have trust in someone from their own community. We believe this approach has great potential to help underserved populations."

The ADA House of Delegates agrees. At the ADA annual meeting last month, the delegates voted in favor of committing up to $5 million to support the continuation of the CDHC pilot programs and identifying outside sources of funding for three pilot sites. As a result, pilot testing is slated to begin next year in Oklahoma, Montana, and Michigan.

Difference of opinion

Despite such progress, however, the AGD -- which declined to be interviewed for this article -- is adamant that an independent (i.e., unsupervised) midlevel provider will undermine the preventive care model and lead to lesser quality of care. The AGD instead supports the notion of government, healthcare, and community representatives working together to promote oral health literacy, tax credits and other incentives for dentists to practice in underserved areas, and volunteer services.

"Removing the oversight of the dentist removes the one professional who has the overall knowledge and training to coordinate all aspects of treatment that patients might need," the AGD white paper states.

The white paper also emphasizes that midlevel provider models "fail minimum education standards," and it questions the economic realities of such models, noting that "independent midlevel providers will not be immune to the forces of supply and demand" and will likely find it "less economically feasible" to maintain an independent practice in underserved areas.

Dr. Branjord said he is "baffled" by the AGD's position. He noted that in September the AGD posted a video clip on YouTube about the CDHC in which "a lot of the things that were said were not true" (this video has since been removed from YouTube).

For example, "CDHCs are trained to work in clinic relationships, not private practice," he said. "They are not independent. In fact, neither the CDHC nor the ADHP is an independent provider."

However, Bomkamp pointed out that one of the key differences between the CDHC and ADHP is the notion of "direct supervision," which the ADHP model does not require -- something she sees as a clear advantage.

"Dentists are in short supply, and if the new midlevel providers had to work under direct supervision of the dentist, how will that help address the issue of access?" she said. "We're trying to find more places where people can gain entry to oral healthcare services, but if a dentist has to go [into the community] too, what good is that? It's going to cost more to have two providers there, plus it cuts into the time the dentist will have to do more complicated procedures."

Bomkamp added that while she cannot speak for the AGD, "I'm not sure why they are opposed to this. Maybe it's the comfort zone. People get used to working a certain way."

It is difficult not to see these polite differences of opinion masking deeper concerns. One dentist commenting in the DrBicuspid.com Forums discussion groups wrote, "Dentistry will continue to be vilified and ridiculed in the press until we start using legitimate studies as a basis for criticism or opposition to dental therapists. Our constant ranting about poor quality, risks to the public and other completely unfounded claims only makes us look like tradesmen attempting to protect our guild."

Dentists must fight superhygienist law, October 30, 2008

Minnesota hammers out regulations for superhygienists, October 29, 2008

Superhygienists a step closer, March 17, 2008

'Superhygienists' a threat to dentists? , March 6, 2008


Copyright © 2008 DrBicuspid.com

Last Updated kk 11/17/2008 3:50:24 PM

9 comments so far ...
11/20/2008 7:33:18 AM
Dr.Biology
 To all Dr.s
  If this is going to be the case then we should all fire our hygenists and petition the legislature that we can train  our own hygenists. I can prove that beyond a shadow of a doubt no irreversibel damage could occur to our patients using non-degreed hygenists. Using a titan s scaler and hand instruments could in no way cause irreversible harm. Mass firings would shake things up alot. As far as anesthesia is concerned the doctor can perform these duties for the hygenist.
  Ok I know we all don't really want this to happen but this would be a fine tool to express our position. Lets make them an offer they can't refuse! When push comes to shove we need to shove harder.
 
       Thank you
 
   Paul M. Baraban DDS
11/20/2008 2:21:34 PM
Michael F.
My concern is with the payment mechanism for dental care and freedom of choice. If a mid-level practitioner position exists and provides services at reduced fees, what is there to stop the payers of dental benefits and government programs from mandating use of these practitioners for everyone? Or mandating the expansion of these programs elsewhere to non-underserved areas? Now that would be a turf war; patients and dentists versus payers with very deep pockets looking to wring dollars out of health care.

There's no free lunch (or there shouldn't be) for dentists, though. It is reasonable to show where the dental therapist model will short-change the patient. "Good-enough" care is not good enough.

Instead of more complex regulatory intrusion into the marketplace by creating a mid-level practitioner category, brainstorm on some incentives and flexible approaches, such as mobile dentistry, to assist underserved areas, There are valid reasons why areas are underserved that bear no ill reflection on the patient population. Get creative, don't get complex.

11/22/2008 6:33:11 AM
WhiteLake69
"Instead of more complex regulatory intrusion into the marketplace ..."
 
With an emphasis added, Dr. Michael F's comment opens the discussion regarding the potential of dental therapists within the American marketplace, in which almost 100 miilion people has little or no access to dental care.
 
"Regulatory intrusion" began in the late 19th century, with dental practice acts and licensing of dentists. Prior to these acts, there was a free and open marketplace, in which anyone could set up shop. Graduates of dental colleges, apprentices of Doc Holliday and others had only to proclaim themselves to be dentists. Consumers decided by themselves, without government, as to whom they wold allow to treat them. The initial purpose of "regulatory intrusion" was to establish a tool by which graduates of dental colleges could wipe out the apprentices of the Doc Hollidays. This effort, which was eventually 100% successful, also became a means by which licensed dentists could control the marketplace.
 
As time went by, dentists used state practice acts to limit competition among even licensed practitioners, through controlling advertising, including size or signage, numbers of locations in which dentists could practice and restrict movement of dentists. That only dentists can own a dental office is an example of how tightly the market is controlled. Restrictions of what could be delegated to dental auxiliaries, by licensed dentists, was part of the effort to limit competition, a concern of lauded by others who have written to Dr. Bicuspid. These restrictions, without any scientific basis whatsoever, were always promulgated by organized dentistry, which claimed them in the interest of "protecting the public,"  but were little more than paranoia masquerading as professionalism.
 
Arguments against dental therapists in America, common in almost 50 nations and most recently in Holland, have always been based upon claims that they provide "substandard care" compared to dentists and that our opposition is based upon our professional obligation to "protect the public." Interestingly, no evidence exists anywhere which demonstrates that dental therapists perform at lesser levels than we dentists do. None. Not in the almost 90 years since the New Zealand dental society created the first of them, in the interests of providing dental care to the underserved of their country, in the interest of "protecting the public." 
 
Since then and before, we dentists have used "regulatory intrusion" to tightly control the marketplace. From state dental practice acts which restrict freedom of movement, signage/advertizing; by requiring onerous re-examinations, or refusal to reciprocate dental licensure, or charge as much as $3000 for the application to licensed by credential, to the "laundry lists" of restrictions/ allowances regarding what a licensed dentist can delegate to his/her auxiliaries and whether or not a dental therapist can be employed or supervised, all and others intrude upon the marketplace. Yet the only  intrusion, that we as health professionals are legitimately able to make is based upon quality of care, a subject which can be studied, measured and compared. It is probably the last thing we really want to do.
 
The tsunami coming our way is partly because of our self inflicted blindness to the potentially great role therapists could play in any real effort to provide oral health care to the underserved in America. It may be due to t insecurity engendered by our four year educational base, compared to other professions, which demand residencies from three to many more years beyond graduation. It is also because of the internet and other communication tools, which have stripped away our barriers to knowledge on the part of non-dentists regarding subects we have avoided for so long. Legislators are becomming increasingly aware of how much information we have not provided, leaving us open to being seen as simply tradespeople attempting to control the marketplace out of crass self interest. Our leadership continues to fail us every day. Minnesota is the most recent example of how badly. 
 
Therapists should not be opposed with obfuscation, emotion and unsupportable claims. If the science is not there to oppose it, what harm occurs if licensed dentists choose to employ therapists, EFDA and even denturists? Compare that to the harm which will occur if we persist in using groundless regulation to intrude upon the marketplace!
 
We need to embrace science over emotion or we abandon any claim to professionalism. Therapists are not the boogeyman. They are an opportunity to expand the marketplace and benefit us all.
 
.
11/30/2009 3:31:00 PM
pattirdh
Enough said!!! Thank you for your common sense, and sense of decency when it comes to telling the whole truth about the profession of dentistry. Any provider who is well trained and well practiced can provide the best and safest care that they are legally allowed to do. Why the fear and negativity? Why should Americans sink lower and lower in the abyss of lack of dental care because dentists will not step up to the plate to provide care, or support new practitioners who will be well trained? I am an "old" hygienist who has seen what WhiteLake69 states in his post for the past 37 years. Shame on Dentistry for their self-protection and market manipulation through threats and scare-tactics without addressing the problems of poor oral health that exist in the real world.[font=
11/30/2009 3:41:52 PM
pattirdh
You are a BIG jerk that is reacting with a knee jerk opinion that is not helpful to the situation at all. If you fear untrained therapists, then why would you fire the hygienists who ARE trained and experienced? That remark has nothing to do with the debate about opening new programs with different levels, where each professional title is trained according to specific guidelines for the healthcare services they will provide. Certification and licensure will ensure responsibility, just as it does presently. Why not stop the "shoving" and be productive in helping the oral health care crisis in many areas that your profession does not seem to care about, until they are worried about their own bank account???
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